Capital Research and Management Company

RIASEC Registered
Total AUM
$4.3T
Discretionary
$4.3T
100% of AUM
Avg account
$183M
Accounts
23,578
Employees
1,395
Advisory reps
20

Firm details

Headquarters
Los Angeles, California
CRD number
110885
Registered since
December 6, 1971
Custodians
THE BANK OF NEW YORK MELLON, MORGAN STANLEY & CO. LLC, UBS FINANCIAL SERVICES INC.
Fee structure
Percentage of AUM, Other
Client types
  • Investment Companies91.18%
  • Pooled Investment Vehicles7.85%
  • Individuals0.39%
  • Other0.36%
  • HNWI0.09%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Capital Research and Management Company is an institutional registered investment adviser that manages assets for both individual/family and institutional clients. The firm is SEC registered (initial registration recorded in 1971) and operates as a corporation with related-adviser relationships across its structure. Its advisory scope includes portfolio management for individuals and small businesses, management of investment companies, and oversight of pooled investment vehicles. The firm also carries out CPO/CTA activities and maintains industry affiliations spanning broker-dealers, banks and thrifts, trust companies, insurance companies, and sponsor/GP roles for pooled vehicles. Capital Research identifies as an active ESG investor in its public-facing profile.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 58%, Non-Exchange Traded Equities 23%, State & Local Bonds 11%, Cash & Cash Equivalents 4%, US Government Bonds 2%, Public Funds/Mutual Funds 2%58%
  • Exchange Traded Equities58%
  • Non-Exchange Traded Equities23%
  • State & Local Bonds11%
  • Cash & Cash Equivalents4%
  • US Government Bonds2%

Owners & executives

3 of 5
  • Matthew O'connor

    Matthew O'connor

    Chairman and Chief Executive OfficerCRD 2427203

  • Keith Piken

    Keith Piken

    Chief Operating OfficerCRD 2576730

  • Canise Arredondo

    Canise Arredondo

    Chief Financial OfficerCRD 5604781

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Contacts

3 of 15
  • Michael James Triessl

    Michael James Triessl

    Senior Vice PresidentCRD 3060797

  • Kirsten Spence

    Kirsten Spence

    Portfolio ManagerCRD 2673038

  • Walter Burkley

    Walter Burkley

    DirectorCRD 4107068

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
333 S Hope St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth