TCW Asset Management Company LLC

RIASEC RegisteredEst. 1970
Total AUM
$81.2B
Discretionary
$81.1B
100% of AUM
Avg account
$372M
Accounts
218
Employees
431
Advisory reps
7

Firm details

Headquarters
Los Angeles, California
CRD number
105742
Registered since
June 12, 1970
Custodians
STATE STREET BANK AND TRUST COMPANY, J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles37.09%
  • Sovereign Wealth Funds26.55%
  • State / Municipal Government11.49%
  • Insurance Companies9.92%
  • Pension & Profit Sharing Plans7.84%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

TCW Asset Management Company LLC is a long-established, SEC-registered investment manager organized as an LLC and operating since 1970. The firm runs multiple strategies across liquid and illiquid markets, including hedge fund, private equity and securitized-asset programs, and provides portfolio management for individuals, pooled vehicles, investment companies and institutional clients. Its client base spans individual and family investors as well as institutional mandates. The firm charges a mix of percentage-of-AUM, fixed and performance-based fees and performs CPO/CTA activities. TCW maintains relationships that extend into broker-dealer, insurance and real-estate brokerage channels and acts as sponsor/GP or managing member of pooled investment vehicles. The firm is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 33%, Other 30%, Sovereign Bonds 13%, US Government Bonds 10%, Exchange Traded Equities 6%, Public Funds/Mutual Funds 5%, Non-Investment Grade Corp Bonds 3%, Cash & Cash Equivalents 2%33%
  • Investment Grade Corp Bonds33%
  • Other30%
  • Sovereign Bonds13%
  • US Government Bonds10%
  • Exchange Traded Equities6%

Owners & executives

3 of 4
  • Melissa Stolfi

    Global Chief Operating OfficerCRD 4975592

  • Kathryn Jones

    Kathryn Jones

    Chief Compliance Officer and CounselCRD 6768341

  • Kathryn Koch

    Kathryn Koch

    Chief Executive OfficerCRD 4561711

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Contacts

3 of 3
  • Jessica Kung

    Jessica Kung

    Executive Vice PresidentCRD 4833819

  • Marc Stern

    Marc Stern

    ChairmanCRD 4335929

  • Andrew Bowden

    Andrew Bowden

    Executive Vice President and General CounselCRD 2480645

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 20

Active vs passive

$920M in ETFs

Passive

15%

$136M

Active

1%

$784M

ETFProviderStyleCategoryValueShares% of portfolio
TCW AAA CLO ETF (ACLO)$446M8,824,80048.46%

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
515 S Flower St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth