Capital Planning, LLC

RIASEC Registered

Total AUM

$618M

Discretionary

$618M

100% of AUM

Avg account

$528K

Accounts

1,169

Employees

Advisory reps

Firm details

Headquarters: Bellevue, Washington
CRD number: 169470
Registered since: January 1, 2014
Website: www.capplanllc.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI89.7%
Individuals8.87%
Charitable Organizations0.97%
Corporations / Businesses0.46%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Capital Planning, LLC is an independent registered investment adviser that focuses on wealth management and financial planning for both individuals/families and institutional clients. The firm is registered with the SEC (registered in 2014) and operates as a limited liability company with ownership split between a domestic entity and individual owners. It positions itself as a capital allocator — constructing portfolios, selecting outside managers, and offering adviser-selection services in addition to direct portfolio management. Service capabilities include comprehensive financial planning, portfolio management for individuals, small businesses and institutions, and educational seminars/workshops. The firm charges a mix of fee structures (percentage of AUM, hourly charges and fixed fees) and reports being an active ESG investor, which suggests ESG considerations are incorporated into at least some client mandates and manager selection work.