Capital Planning, LLC
Firm details
- Headquarters
- Bellevue, Washington
- CRD number
- 169470
- Registered since
- January 1, 2014
- Website
- www.capplanllc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI89.7%
- Individuals8.87%
- Charitable Organizations0.97%
- Corporations / Businesses0.46%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Capital Planning, LLC is an independent registered investment adviser that combines fee-based financial planning with discretionary portfolio management for individuals, families and institutional clients. The firm acts as a capital allocator, sourcing third-party managers in addition to managing public portfolios directly. Services listed on its ADV include financial planning, portfolio management for individuals and small businesses, institutional portfolio work, manager selection, and educational seminars. The firm reports being an active ESG investor and uses a mix of fee models (percentage of AUM, hourly, and fixed fees).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities18%
- Other3%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2
James Kelley
President, COOCRD 1348439
Michael Miller
Founder & CEOCRD 735841
Contacts
3 of 3
Christian Miller
Investment AnalystCRD 7732566
Leigh Washington
Financial ConsultantCRD 8029697
Brenda Lee
Chartered Financial ConsultantCRD 2280754
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 71Active vs passive
$316M in ETFs
87%
$276M
10%
$39.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $46.5M | 62,122 | 14.71% |
Location
Bellevue, WA
King
Location
Bellevue, WA
Headquartered in Bellevue, WA, anchoring the Seattle-Tacoma, WA metro in the West.
- Metro area
- Seattle-Tacoma, WA
- Region
- West
- County
- King
- Address
- 10900 Ne 4th St
- Time zone
- PT (UTC-8)
- Office locations
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