AVISO WEALTH MANAGEMENT

RIASEC RegisteredEst. 1999
Total AUM
$621M
Discretionary
$570M
92% of AUM
Avg account
$283K
Accounts
2,195
Employees
9
Advisory reps
9

Firm details

Headquarters
BELLEVUE, Washington
CRD number
108146
Registered since
March 22, 1999
Website
www.avisofinancial.com
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI61.39%
  • Individuals32.74%
  • Corporations / Businesses4.4%
  • Pension & Profit Sharing Plans0.93%
  • Charitable Organizations0.54%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Aviso Wealth Management operates as an independent, privately held registered investment adviser that has been SEC-registered since 1999. The firm serves both individual and family clients as well as institutional clients, providing financial planning, portfolio management for individuals and small businesses, and pension consulting services. In addition to advisory work, Aviso personnel act as registered representatives of a broker‑dealer and operate as insurance brokers, and the firm bills clients through a mix of AUM-based fees, hourly charges, and fixed fees. The firm does not identify itself as an active ESG investor and does not act as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 57%, Exchange Traded Equities 36%, Cash & Cash Equivalents 4%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%57%
  • Public Funds/Mutual Funds57%
  • Exchange Traded Equities36%
  • Cash & Cash Equivalents4%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

1 of 1

  • DIANA KON

    Chief Operating OfficerCRD 6053108

Contacts

3 of 8

  • JOYCE PROVOST

    Partner, Financial AdvisorCRD 4839049

  • JOHN PALMIERI

    Financial PlannerCRD 2922935

  • JOSEPH PERRY

    PresidentCRD 2683158

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 24

Active vs passive

$18.4M in ETFs

Passive

68%

$12.4M

Active

26%

$5.9M

ETFProviderStyleCategoryValueShares% of portfolio
T ROWE PRICE FLOATING RATE ETF (TFLR)T. Rowe PriceActiveBank Loan$4.8M96,03926.32%
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Location

Primary office

BELLEVUE, WA

KING

Location

BELLEVUE, WA

Headquartered in BELLEVUE, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
KING
Address
11900 NE 1st St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth