Candace Shira Associates, LLC

RIASEC Registered
Total AUM
$443M
Discretionary
$434M
98% of AUM
Avg account
$519K
Accounts
855
Employees
4
Advisory reps
4

Firm details

Headquarters
Pittsford, New York
CRD number
165984
Registered since
January 3, 2013
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI78.59%
  • Individuals19.55%
  • Other1.87%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Candace Shira Associates, LLC is an independent registered investment adviser that has been SEC-registered since 2013. The firm is owner-operated and serves individual and family clients, providing financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. It also operates as an insurance broker, offering insurance-related services alongside advisory work. Fee arrangements include a percentage-of-AUM component as well as hourly and fixed-fee options. The firm does not identify as an active ESG investor and is designated as a capital allocator, meaning it directs client capital into external managers and third-party vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 51%, Exchange Traded Equities 41%, Cash & Cash Equivalents 8%51%
  • Public Funds/Mutual Funds51%
  • Exchange Traded Equities41%
  • Cash & Cash Equivalents8%

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 22

Active vs passive

$36.7M in ETFs

Passive

51%

$18.8M

Active

6%

$17.9M

ETFProviderStyleCategoryValueShares% of portfolio
AKRE FOCUS ETF (AKRE)Akre$15.3M289,95141.61%

Location

Primary office

Pittsford, NY

Monroe

Location

Pittsford, NY

Headquartered in Pittsford, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.

Metro area
Rochester-Batavia-Seneca Falls, NY
Region
Northeast
County
Monroe
Address
115 Sullys Trl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth