Calder Financial LLC
RIASEC Registered
Total AUM
$135M
Discretionary
$135M
100% of AUM
Avg account
$546K
Accounts
247
Employees
2
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 290616
- Registered since
- May 15, 2024
- Website
- www.calderfinancial.net
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI84.75%
- Individuals15.25%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Calder Financial LLC is a small, individual-owned RIA that provides portfolio management services primarily to individuals and families and to small businesses. The firm is registered with the SEC (registered in 2024) and charges clients on a percentage-of-AUM basis. Its advisory work centers on discretionary management; it does not describe itself as an active ESG investor, a multi-state adviser, a pension consultant, or a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds92%
- Exchange Traded Equities7%
- Cash & Cash Equivalents1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 35Active vs passive
$97.8M in ETFs
Passive
77%
$75.7M
Active
16%
$22.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD S&P 500 ETF (VOO) | Vanguard | Passive | Large Blend | $16.4M | 23,371 | 16.75% |
Location
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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