Brown Brothers Harriman Mutual Fund Advisory Department

RIASEC RegisteredEst. 2001
Total AUM
$7.2B
Discretionary
$7.2B
100% of AUM
Avg account
$1B
Accounts
7
Employees
48
Advisory reps
48

Firm details

Headquarters
New York, New York
CRD number
111231
Registered since
May 30, 2001
Fee structure
Percentage of AUM
Client types
  • Investment Companies95.02%
  • Pooled Investment Vehicles4.98%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Brown Brothers Harriman Mutual Fund Advisory Department operates as an institutional registered investment adviser focused on managing investment companies and pooled investment vehicles for institutional clients. The business functions include portfolio management for mutual funds and other pooled vehicles, and the department also performs roles commonly associated with a bank and commodity pool operator/commodity trading advisor. Its revenue model is percentage-of-assets under management, and it acts as a capital allocator that outsources and allocates capital to third-party managers. The firm reports an active ESG investment stance and maintains affiliations across the financial ecosystem, including broker-dealer relationships, trust company services, banking or thrift activities, and roles as sponsor, general partner, or managing member of pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Gavin Clemons

    Gavin Clemons

    Partner & Chief Investment StrategistCRD 2152999

  • Suzanne Brenner

    Suzanne Brenner

    Partner, Chief Investment OfficerCRD 6930021

  • Houda Kallash

    Houda Kallash

    Chief Legal OfficerCRD 5769016

Unlock 1 more executives

Contacts

3 of 44
  • Radford Klotz

    Radford Klotz

    PartnerCRD 2615201

  • Jeffrey Schoenfeld

    Jeffrey Schoenfeld

    PartnerCRD 2490214

  • Richard Witmer

    Richard Witmer

    PartnerCRD 1900002

Unlock 41 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 481

Active vs passive

$6.3B in ETFs

Passive

66%

$4.1B

Active

12%

$2.2B

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$1.9B2,471,91229.37%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
Ridge St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth