Broussard Financial Group, LLC

RIASEC RegisteredEst. 2024
Total AUM
$139M
Discretionary
$139M
100% of AUM
Avg account
$317K
Accounts
438
Employees
2
Advisory reps
1

Firm details

Headquarters
Kaplan, Louisiana
CRD number
123724
Registered since
July 2, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI81.69%
  • Individuals18.31%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Broussard Financial Group, LLC operates as an independent registered investment adviser organized as an LLC. The firm is SEC-registered (2024) and serves individual and family clients, providing financial planning and portfolio management for individuals and small businesses. Its billing model combines a percentage-of-AUM fee with hourly and fixed-fee engagements. Broussard identifies as an active ESG investor and does not operate as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 93%, Cash & Cash Equivalents 4%, Exchange Traded Equities 2%, Private Funds 1%93%
  • Public Funds/Mutual Funds93%
  • Cash & Cash Equivalents4%
  • Exchange Traded Equities2%
  • Private Funds1%

Contacts

1 of 1
  • Jerry Broussard

    Jerry Broussard

    PresidentCRD 1230207

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 37

Active vs passive

$140M in ETFs

Passive

65%

$91.3M

Active

34%

$48.3M

ETFProviderStyleCategoryValueShares% of portfolio
WISDOMTREE FLOATING RATE TREASURY FUND (USFR)Wisdom TreePassiveUltrashort Bond$17.9M354,69612.79%

Location

Primary office

Kaplan, LA

Vermilion

Location

Kaplan, LA

Headquartered in Kaplan, LA, anchoring the Lafayette-Opelousas-Morgan City, LA metro in the South.

Metro area
Lafayette-Opelousas-Morgan City, LA
Region
South
County
Vermilion
Address
106 W Veterans Meml Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth