BROOKFIELD PUBLIC SECURITIES GROUP LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 110497
- Registered since
- May 30, 1989
- Custodians
- J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Insurance Companies68.49%
- Pooled Investment Vehicles21.52%
- Investment Companies4.68%
- Corporations / Businesses1.27%
- State / Municipal Government0.99%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Brookfield Public Securities Group LLC is an SEC-registered investment adviser organized as a limited liability company and in operation since 1989. The firm serves both individual/family and institutional clients and operates as an adviser to pooled vehicles and investment companies, as well as providing portfolio management for businesses and small businesses. Its business activities include functioning as a CPO/CTA and selecting other advisers for client strategies. Compensation structures include percentage-of-AUM fees, fixed fees and performance-based fees. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds80%
- Exchange Traded Equities9%
- State & Local Bonds4%
- Other4%
- Non-Investment Grade Corp Bonds2%
Owners & executives
1 of 1KEVIN CHRISTY
Chief Compliance OfficerCRD 8168194
Contacts
3 of 3PAULA HORN
Managing DirectorCRD 2718002
ELIZABETH NELSON
Managing DirectorCRD 2877995
BRIAN HURLEY
Managing PartnerCRD 6631647
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- Pl Liberty St
- Time zone
- ET (UTC-5)
- Office locations
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