BRAXTON FINANCIAL GROUP, LLC

RIASEC Registered
Total AUM
$35.9K
Discretionary
$35.9K
100% of AUM
Avg account
$7.2K
Accounts
5
Employees
1
Advisory reps
1

Firm details

Headquarters
FRISCO, Texas
CRD number
292903
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Braxton Financial Group, LLC is a small, individually owned limited liability company that provides financial planning and discretionary portfolio management for individuals and small businesses. Its business model includes fee-for-service arrangements — percentage of assets under management, hourly fees, and fixed fees — and the firm is also registered as an “other financial product salesperson.” Filings indicate the adviser is not positioned as a multi-state or ESG-focused manager, and it does not describe itself as a capital allocator or pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 100%100%
  • Private Funds100%

Owners & executives

1 of 1
  • JAMES TALBERT

    Chief Compliance OfficerCRD 6381816

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

FRISCO, TX

COLLIN

Location

FRISCO, TX

Headquartered in FRISCO, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
COLLIN
Address
6136 Frisco Square Blvd
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth