Black Oak Securities, Inc.

Broker-DealerFINRA MemberEst. 1992
Total AUM
—
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Pawnee, Illinois
CRD number
30889
Registered since
October 21, 1992

Firm profile

FINTRX

Overview

Black Oak Securities, Inc. is organized as a corporation and is listed in FINTRX as SEC-registered since 1992. Ownership is recorded as individual, and the platform classifies the firm as "Unclassified." FINTRX flags several operational attributes: the firm is not identified as a capital allocator, is not active on ESG investing, is not designated a multi-state adviser, and is not a newly formed adviser. It is also not listed as a pension consultant and has no related adviser noted.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Dwan Gross

    President, Chief Compliance OfficerCRD 5985005

Contacts

3 of 12
  • James Rindfleisch

    Owner/sole ProprietorCRD 1068257

  • A. Mavis

    PrincipalCRD 1123988

  • Eric Stark

    Registered RepresentativeCRD 1450410

Unlock 9 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Pawnee, IL

Sangamon

Location

Pawnee, IL

Headquartered in Pawnee, IL, anchoring the Springfield-Jacksonville-Lincoln, IL metro in the Midwest.

Metro area
Springfield-Jacksonville-Lincoln, IL
Region
Midwest
County
Sangamon
Address
707 Carroll St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth