Berger Financial Group
Firm details
- Headquarters
- Plymouth, Minnesota
- CRD number
- 308174
- Registered since
- June 16, 2020
- Website
- www.bergerfinancialgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals70.04%
- HNWI29.37%
- Corporations / Businesses0.38%
- State / Municipal Government0.13%
- Charitable Organizations0.08%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Berger Financial Group is an independent registered investment adviser organized as an LLC and registered with the SEC in 2020. The firm serves a mix of individual and family clients as well as institutional accounts. Service lines combine traditional advisory work—financial planning and portfolio management for individuals and small businesses—with educational workshops. Berger also operates as an insurance broker and provides accounting services, and its client fee arrangements include percentage-of-AUM, hourly, and fixed-fee engagements. The firm is not identified as an active ESG investor and does not self-identify as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds65%
- Exchange Traded Equities25%
- Investment Grade Corp Bonds3%
- Cash & Cash Equivalents3%
- US Government Bonds2%
Owners & executives
3 of 4
Michael Traxler
President, Chief Investment OfficerCRD 4275996
Nicholas Asmus
Chief Executive OfficerCRD 4658905
Mark Berger
Principal And Chief Compliance OfficerCRD 4670962
Contacts
3 of 49
Andrew Wixon
Financial AdvisorCRD 5773110
Troy Ray
Financial AdvisorCRD 5882885
April Bortscheller
PresidentCRD 5276363
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 315Active vs passive
$1.5B in ETFs
48%
$738M
47%
$793M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US DIVIDEND EQUITY ETF (SCHD) | Schwab | Passive | Large Value | $102M | 3,205,319 | 6.64% |
Location
Plymouth, MN
Hennepin
Location
Plymouth, MN
Headquartered in Plymouth, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Hennepin
- Address
- 1695 Highway 169 N
- Time zone
- CT (UTC-6)
- Office locations
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