BEIRNE.

RIASEC RegisteredEst. 2013
Total AUM
$1.4B
Discretionary
$677M
49% of AUM
Avg account
$1.1M
Accounts
1,222
Employees
9
Advisory reps
6

Firm details

Headquarters
SHELTON, Connecticut
CRD number
167103
Registered since
February 1, 2013
Website
www.beirnegroup.com
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • State / Municipal Government77.88%
  • HNWI12.18%
  • Individuals5.02%
  • Corporations / Businesses4.58%
  • Pension & Profit Sharing Plans0.18%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

BeirnE. is an independent registered investment adviser organized as a limited liability company and SEC-registered since 2013. The firm acts as a capital allocator for both individual and institutional clients, billing on a percentage-of-AUM and occasional fixed-fee basis. Its advisory services, as disclosed on regulatory filings, include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting-related services, and the selection of other advisers. BeirnE. is not flagged as an active ESG investor and operates under a domestic ownership structure. The firm was listed among FA Magazine’s Top RIA Firms in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 46%, Exchange Traded Equities 41%, Cash & Cash Equivalents 5%, US Government Bonds 4%, Investment Grade Corp Bonds 2%, Derivatives 1%, Private Funds 1%46%
  • Public Funds/Mutual Funds46%
  • Exchange Traded Equities41%
  • Cash & Cash Equivalents5%
  • US Government Bonds4%
  • Investment Grade Corp Bonds2%

Owners & executives

3 of 3

  • Dennis Grubelic

    Chief Compliance OfficerCRD 2376725

  • JOHN BEIRNE

    Founding Partner and Chief Investment OfficerCRD 17064

  • Richard Defrancesco

    Chief Operating OfficerCRD 7351374

Contacts

3 of 3

  • LINDSEY ALLARD

    PartnerCRD 5035699

  • Joseph Malanga

    Junior AssociateCRD 8199921

  • JOHN-OLIVER BEIRNE

    Partner, PresidentCRD 5737703

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 48

Active vs passive

$304M in ETFs

Passive

99%

$301M

Active

1%

$2.7M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE US AGGREGATE BOND ETF (AGG)BlackRockPassiveIntermediate Core Bond$42.3M425,96413.92%
Unlock additional holdings →

Location

Primary office

SHELTON, CT

FAIRFIELD

Location

SHELTON, CT

Headquartered in SHELTON, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
3 Enterprise Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth