BAXTER INVESTMENT MANAGEMENT
Firm details
- Headquarters
- Riverside, Connecticut
- CRD number
- 106548
- Registered since
- May 1, 1959
- Website
- www.baxterinvestment.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI90.12%
- Individuals5.68%
- Charitable Organizations1.92%
- Corporations / Businesses1.48%
- Pension & Profit Sharing Plans0.8%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Baxter Investment Management is an independent registered investment adviser organized as a corporation and registered with the SEC since 1959. The firm serves both individual and family clients as well as institutional accounts and charges advisory fees based on a percentage of assets under management. Its primary client-facing services include financial planning and discretionary portfolio management for individuals, small businesses, and institutions. Baxter does not identify as an active ESG investor and is not listed as a multi-state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities73%
- Investment Grade Corp Bonds12%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents5%
- US Government Bonds4%
Owners & executives
1 of 1WILLIAM BAXTER
PRINCIPAL CHIEF PORTFOLIO MANAGERCRD 1827361
Contacts
3 of 5William Baxter
Portfolio ManagerCRD 6883554
JOHN BAXTER
Principal & Portfolio ManagerCRD 4136822
DAMON HART
Director of OperationsCRD 2057066
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 19Active vs passive
$26.1M in ETFs
93%
$24.2M
0%
$1.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD INTERNATIONAL DIVIDEND APPRECIATION INDEX FUND (VIGI) | Vanguard | Passive | Foreign Large Growth | $9.4M | 106,612 | 36.19% |
Location
Riverside, CT
FAIRFIELD
Location
Riverside, CT
Headquartered in Riverside, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 1030 E Putnam Ave
- Time zone
- ET (UTC-5)
- Office locations
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