Baxter Investment Management
Firm details
- Headquarters
- Riverside, Connecticut
- CRD number
- 106548
- Registered since
- May 1, 1959
- Website
- www.baxterinvestment.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI90.12%
- Individuals5.68%
- Charitable Organizations1.92%
- Corporations / Businesses1.48%
- Pension & Profit Sharing Plans0.8%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Baxter Investment Management is an independent, SEC-registered registered investment adviser operating as a corporation and owned by an individual. The firm has been registered since 1959 and serves both individual & family clients as well as institutional clients. Its advisory services focus on financial planning and discretionary portfolio management for individuals, small businesses, and larger business or institutional accounts. Fees are charged as a percentage of assets under management. Baxter does not identify as an ESG investor, is not a multi-state adviser, and does not act as a capital allocator to proprietary funds; instead it relies on external managers where it uses alternatives.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities73%
- Investment Grade Corp Bonds12%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents5%
- US Government Bonds4%
Owners & executives
1 of 1
William Baxter
PRINCIPAL CHIEF PORTFOLIO MANAGERCRD 1827361
Contacts
3 of 5
William Baxter
Portfolio ManagerCRD 6883554
John Baxter
Principal & Portfolio ManagerCRD 4136822
Damon Hart
Director of OperationsCRD 2057066
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 26Active vs passive
$33.5M in ETFs
91%
$30.6M
0%
$2.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD INTERNATIONAL DIVIDEND APPRECIATION INDEX FUND (VIGI) | Vanguard | Passive | Foreign Large Growth | $12.1M | 129,664 | 36.14% |
Location
Riverside, CT
Fairfield
Location
Riverside, CT
Headquartered in Riverside, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 1030 E Putnam Ave
- Time zone
- ET (UTC-5)
- Office locations
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