Baserock Capital, LLC

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Denver, Colorado
CRD number
328592
Registered since
June 17, 2024

Firm profile

FINTRX

Overview

Baserock Capital, LLC is a limited liability company that registered with the SEC in 2024 and is classified as an investment bank. Ownership is listed as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. It is also not described as a multi-state adviser, a pension consultant, or a related adviser. The public snapshot does not disclose the firm’s advisory activities, fee schedule, or specific business lines beyond the investment bank classification. That combination of a recent SEC registration and an investment bank designation suggests the principal focus may lie outside traditional asset management, though the filings do not provide a clearer statement of services offered.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 10
  • John Kiernan

    Investment Banking AssociateCRD 7304587

  • Scott Duncan

    Scott Duncan

    Co-Founder & PartnerCRD 5892907

  • Samuel Fleischman

    Samuel Fleischman

    Senior Compliance ProfessionalCRD 1860709

Unlock 7 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
1600 Wynkoop St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth