Baserock Capital, LLC
Firm details
- Headquarters
- Denver, Colorado
- CRD number
- 328592
- Registered since
- June 17, 2024
Firm profile
FINTRXOverview
Baserock Capital, LLC is a limited liability company that registered with the SEC in 2024 and is classified as an investment bank. Ownership is listed as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. It is also not described as a multi-state adviser, a pension consultant, or a related adviser. The public snapshot does not disclose the firm’s advisory activities, fee schedule, or specific business lines beyond the investment bank classification. That combination of a recent SEC registration and an investment bank designation suggests the principal focus may lie outside traditional asset management, though the filings do not provide a clearer statement of services offered.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 10John Kiernan
Investment Banking AssociateCRD 7304587

Scott Duncan
Co-Founder & PartnerCRD 5892907

Samuel Fleischman
Senior Compliance ProfessionalCRD 1860709
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Denver, CO
Denver
Location
Denver, CO
Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Denver
- Address
- 1600 Wynkoop St
- Time zone
- MT (UTC-7)
- Office locations
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