Back Bay Financial Planning & Investments
Firm details
- Headquarters
- Bethany Beach, Delaware
- CRD number
- 335236
- Registered since
- August 13, 2026
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI79.62%
- Individuals19.44%
- Pension & Profit Sharing Plans0.74%
- Corporations / Businesses0.2%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Back Bay Financial Planning & Investments is an independent, individually owned RIA that provides comprehensive financial planning and portfolio management primarily for individuals and families. The firm is registered with the SEC (registered in 2026) and identifies itself as a capital allocator that also selects outside advisers on behalf of clients. Advisory services include financial planning, discretionary portfolio management for individuals and small businesses, and manager selection. Fee arrangements are flexible and include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm flags active ESG investing as part of its approach.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities93%
- Public Funds/Mutual Funds4%
- Cash & Cash Equivalents2%
- State & Local Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Bethany Beach, DE
Sussex
Location
Bethany Beach, DE
Headquartered in Bethany Beach, DE, anchoring the Salisbury-Cambridge, MD-DE metro in the South.
- Metro area
- Salisbury-Cambridge, MD-DE
- Region
- South
- County
- Sussex
- Address
- 39682 Sunrise Ct
- Time zone
- ET (UTC-5)
- Office locations
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