Stratfi

RIASEC RegisteredEst. 2025
Total AUM
$115M
Discretionary
$115M
100% of AUM
Avg account
$402K
Accounts
286
Employees
2
Advisory reps
2

Firm details

Headquarters
Wilmington, Delaware
CRD number
164744
Registered since
July 31, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI86.16%
  • Individuals13.76%
  • Corporations / Businesses0.09%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsMarket Timing Services

Firm profile

FINTRX

Overview

Stratfi is an independent registered investment adviser organized as an LLC and owned by an individual. The firm serves primarily individuals and families and charges clients on a percentage-of-AUM basis as well as by hourly fees. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and market-timing services. Stratfi is not positioned as a capital allocator and does not identify as an active ESG investor. Stratfi is SEC-registered (registration year listed as 2025) and reports that it is not a multi-state adviser, not a pension consultant, and has no related adviser relationships. Custody and execution appear concentrated through a single custodian relationship (see Assets & Accounts).

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 86%, Cash & Cash Equivalents 14%86%
  • Exchange Traded Equities86%
  • Cash & Cash Equivalents14%

Contacts

2 of 2
  • James Lee

    James Lee

    FounderCRD 2156828

  • Jaan Larkin

    Data AnalystCRD 7987486

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Wilmington, DE

New Castle

Location

Wilmington, DE

Headquartered in Wilmington, DE, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the South.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
South
County
New Castle
Address
1201 N Orange St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth