Axiom Financial Strategies Group, LLC
Firm details
- Headquarters
- New Albany, Indiana
- CRD number
- 306618
- Registered since
- January 2, 2020
- Website
- www.axiomfsg.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI71.73%
- Individuals14.31%
- Charitable Organizations12.76%
- Corporations / Businesses1.2%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Axiom Financial Strategies Group, LLC is an independent, SEC-registered investment adviser that began registering in 2020. It primarily serves individual and family clients and functions as a capital allocator that selects outside managers in addition to managing client portfolios directly. The firm combines fee models — percentage of AUM, hourly and fixed fees — and also operates as a registered representative of a broker-dealer and as an insurance broker. Core advisory services listed include financial planning, portfolio management for individuals, small businesses and institutional/business accounts, selection of other advisers, and educational seminars and workshops. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds83%
- Exchange Traded Equities12%
- Cash & Cash Equivalents4%
Owners & executives
3 of 3
Justin Kepley
CIOCRD 8050433
David Scott
CEOCRD 3178836
Leah Driver
Chief Financial OfficerCRD 7514792
Contacts
3 of 4
Sawyer Lillard
Financial ParaplannerCRD 8217590
Cullen Ebert
Retirement Plan SpecialistCRD 7877138
Michael Elder
PresidentCRD 5769527
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 20Active vs passive
$389M in ETFs
77%
$301M
13%
$88M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ETF (RSP) | Invesco | Passive | Large Blend | $69.6M | 327,090 | 17.88% |
Location
New Albany, IN
Floyd
Location
New Albany, IN
Headquartered in New Albany, IN, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the Midwest.
- Metro area
- Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
- Region
- Midwest
- County
- Floyd
- Address
- 101 W Spring St
- Time zone
- ET (UTC-5)
- Office locations
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