AXIM PLANNING & WEALTH
Firm details
- Headquarters
- SPRINGBORO, Ohio
- CRD number
- 319618
- Registered since
- April 21, 2022
- Website
- aximwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals54.63%
- HNWI38.68%
- Pension & Profit Sharing Plans6.68%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Axim Planning & Wealth is an independent registered investment adviser operating as an LLC and owner-managed. The firm describes itself as a capital allocator serving individual and family clients as well as institutional accounts. Its advisory services center on financial planning, discretionary portfolio management for individuals and small businesses, and the selection or oversight of third-party advisers. Fees are charged as a percentage of assets under management and via fixed-fee engagements. Axim does not market itself as an ESG-focused manager, is not multi-state registered, and does not act as a pension consultant. The firm lists an affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities92%
- Cash & Cash Equivalents5%
- Public Funds/Mutual Funds2%
- Investment Grade Corp Bonds1%
Owners & executives
2 of 2GISELLE CASELLA
Chief Compliance OfficerCRD 4998512
Luong Pham
CEO and OwnerCRD 2830422
Contacts
3 of 5Kevin Miller
Financial AdvisorCRD 8040030
CASEY STEVENSON
Vice PresidentCRD 6331290
Jakob Ruby
Associate Financial AdvisorCRD 7865352
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 57Active vs passive
$29.4M in ETFs
77%
$22.7M
18%
$6.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $2.3M | 25,321 | 7.88% |
Location
SPRINGBORO, OH
WARREN
Location
SPRINGBORO, OH
Headquartered in SPRINGBORO, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- WARREN
- Address
- 4 Sycamore Creek Dr
- Time zone
- ET (UTC-5)
- Office locations
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