Axim Planning & Wealth
Firm details
- Headquarters
- Springboro, Ohio
- CRD number
- 319618
- Registered since
- April 21, 2022
- Website
- aximwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals54.63%
- HNWI38.68%
- Pension & Profit Sharing Plans6.68%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Axim Planning & Wealth is an independent registered investment adviser structured as an LLC and registered with the SEC in 2022. The firm is owner-operated and serves both individual/family and institutional clients. Core services include comprehensive financial planning, portfolio management for individuals and small businesses, and manager selection — the last indicating they act as a capital allocator who places client capital with external managers when appropriate. Fee arrangements include percentage-of-AUM charges and fixed-fee engagements. The firm does not identify as an active ESG investor and lists an insurance company among its industry affiliations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities64%
- Public Funds/Mutual Funds31%
- Private Funds3%
- Investment Grade Corp Bonds1%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
Giselle Casella
Chief Compliance OfficerCRD 4998512
Contacts
3 of 4
Casey Stevenson
Vice PresidentCRD 6331290
Jakob Ruby
Associate Financial AdvisorCRD 7865352
Bret Loftis
Vice President, Financial AdvisorCRD 7789632
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 62Active vs passive
$30.5M in ETFs
83%
$25.2M
12%
$5.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $2.2M | 24,316 | 7.31% |
Location
Springboro, OH
Warren
Location
Springboro, OH
Headquartered in Springboro, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- Warren
- Address
- 4 Sycamore Creek Dr
- Time zone
- ET (UTC-5)
- Office locations
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