AW Securities
Firm details
- Headquarters
- Folsom, California
- CRD number
- 103747
- Registered since
- July 7, 2000
- Website
- allworthfinancial.com
Firm profile
FINTRXOverview
AW Securities is organized as a limited liability company and has been SEC-registered since 2000. FINTRX classifies the firm as unclassified; ownership is listed as a combination of a domestic entity and individual owners. The firm is not identified as a capital allocator, is not active on ESG investing, and is not marked as a multi-state adviser, pension consultant, related adviser, or newly formed adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4
Patrick Mcclain
Co-Founder and Co-CEOCRD 2055994
Barry Greenberg
Chief Legal OfficerCRD 5863733
Corey Gamble
Chief Compliance OfficerCRD 4919573
Contacts
3 of 151
Christina Jordan
National Business Development DirectorCRD 2644840
Richard Erickson
Head of OperationsCRD 2704674
Steven Burnett
Financial AdvisorCRD 2315967
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Folsom, CA
Sacramento
Location
Folsom, CA
Headquartered in Folsom, CA, anchoring the Sacramento-Roseville, CA metro in the West.
- Metro area
- Sacramento-Roseville, CA
- Region
- West
- County
- Sacramento
- Address
- 340 Palladio Pkwy
- Time zone
- PT (UTC-8)
- Office locations
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