AW Securities
Firm details
- Headquarters
- Folsom, California
- CRD number
- 103747
- Registered since
- July 7, 2000
- Website
- allworthfinancial.com
Firm profile
FINTRXOverview
AW Securities is organized as a limited liability company with domestic-entity and individual ownership. Public filings classify the firm as unclassified; available data indicate it does not present itself as a dedicated capital allocator. The firm does not identify as an active ESG investor, is not set up as a multi-state adviser, and is not listed as a newly formed adviser, pension consultant, or related adviser. Limited descriptive detail was provided about client types, fee schedules, or core advisory activities.
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 6
Corey Gamble
Chief Compliance OfficerCRD 4919573
Gary Grigsby
Team CEOCRD 3167632
Darla Sipolt
Chief Client OfficerCRD 2031939
Contacts
3 of 154
James Moore
Partner, AdvisorCRD 5785151
Chad Cook
Vice President, Wealth Management ConsultantCRD 5135137
Jessica Baumgartner
Financial AdvisorCRD 5156945
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Folsom, CA
Sacramento
Location
Folsom, CA
Headquartered in Folsom, CA, anchoring the Sacramento-Roseville, CA metro in the West.
- Metro area
- Sacramento-Roseville, CA
- Region
- West
- County
- Sacramento
- Address
- 340 Palladio Pkwy
- Time zone
- PT (UTC-8)
- Office locations
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