Assetmark, Inc.

RIASEC Registered
Total AUM
$91.8B
Discretionary
$90.9B
99% of AUM
Avg account
$201K
Accounts
456,453
Employees
859
Advisory reps
230

Firm details

Headquarters
Concord, California
CRD number
109018
Registered since
March 8, 1999
Custodians
ASSETMARK TRUST CO.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals68.62%
  • HNWI23.81%
  • Pension & Profit Sharing Plans3.53%
  • Corporations / Businesses2.13%
  • Charitable Organizations0.99%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Assetmark, Inc. is a corporation operating as a non-independent retail registered investment adviser. The firm is SEC-registered (1999) and serves both individual & family clients and institutional mandates. Its advisory scope includes portfolio management for individuals and small businesses, management for investment companies and institutional/business accounts, and selection of third‑party advisers. Assetmark also functions as a capital allocator and has CPO/CTA activities on its business roster. The firm reports being an active ESG investor and offers fee structures that include percentage-of-AUM and fixed fees.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 60%, Exchange Traded Equities 31%, Investment Grade Corp Bonds 3%, US Government Bonds 2%, State & Local Bonds 2%, Cash & Cash Equivalents 2%60%
  • Public Funds/Mutual Funds60%
  • Exchange Traded Equities31%
  • Investment Grade Corp Bonds3%
  • US Government Bonds2%
  • State & Local Bonds2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1,620

Active vs passive

$43.2B in ETFs

Passive

85%

$36.6B

Active

11%

$6.6B

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD WORLD FUND (MGK)VanguardPassiveLarge Growth$4B43,707,7809.37%

Location

Primary office

Concord, CA

Contra Costa

Location

Concord, CA

Headquartered in Concord, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Contra Costa
Address
1655 Grant St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth