Ashton Thomas Private Wealth
Firm details
- Headquarters
- Scottsdale, Arizona
- CRD number
- 153902
- Registered since
- June 15, 2010
- Website
- ashtonthomaspw.com
- Custodians
- PERSHING LLC, CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC, GOLDMAN SACHS & CO. LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI86.82%
- Individuals10.68%
- Corporations / Businesses1.82%
- Charitable Organizations0.66%
- Pension & Profit Sharing Plans0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Ashton Thomas Private Wealth is an independent registered investment adviser formed as an LLC and SEC-registered since 2010. The firm acts as a capital allocator for a mix of individual, family and institutional clients, offering financial planning, discretionary portfolio management for individuals, small businesses and institutions, pension consulting and selection of sub-advisers. Its fee model includes percentage-of-AUM billing alongside hourly charges. Ashton Thomas maintains relationships across the financial services ecosystem—broker-dealers, other investment advisers, accountants and insurance companies—and does not position itself as an active ESG investor. The firm has been recognized in the trade press, appearing on Citywire’s "50 Growers Across America" list (2022 and 2026) and on Barron’s Top 100 RIA list in 2025.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds51%
- Exchange Traded Equities32%
- State & Local Bonds5%
- US Government Bonds4%
- Investment Grade Corp Bonds3%
Owners & executives
3 of 8
Zbynek Kozelsky
Chief Operating OfficerCRD 4273719
Regan Teague
Deputy Chief Investment OfficerCRD 6052252
Aaron Brodt
Founder & CEOCRD 5017914
Contacts
3 of 95
Ross Fronk
Due Diligence ManagerCRD 5719034
Richard Westhelle
Senior Wealth AdvisorCRD 5741905
Cory Schauer
Private Wealth Advisor, Managing Director, PartnerCRD 5775390
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,114Active vs passive
$3.8B in ETFs
79%
$3B
16%
$796M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $197M | 2,150,273 | 5.20% |
Location
Scottsdale, AZ
Maricopa
Location
Scottsdale, AZ
Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- Maricopa
- Address
- 8605 E Raintree Dr
- Time zone
- MT (UTC-7)
- Office locations
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