Redwood Investment Management, LLC
Firm details
- Headquarters
- Scottsdale, Arizona
- CRD number
- 153139
- Registered since
- September 13, 2013
- Website
- www.redwoodim.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies56.05%
- Other Investment Advisers40.7%
- HNWI2.4%
- Individuals0.86%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
Redwood Investment Management, LLC is an SEC-registered investment adviser formed in 2013 and organized as an LLC. The firm serves both individual and family clients as well as institutional investors, providing fee-based portfolio management charged as a percentage of assets under management. Its advisory mandate emphasizes portfolio management for individuals and small businesses and for investment companies. Redwood does not identify as an active ESG investor and is not listed as a pension consultant or related adviser; it also does not act as a capital allocator to external managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds89%
- Exchange Traded Equities9%
- Investment Grade Corp Bonds1%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
John Yung
Chief Compliance OfficerCRD 2228289
Contacts
3 of 3
Michael Cheung
Financial Advisor and Registered RepresentativeCRD 5862358
Richard Duff
Managing Partner, Portfolio ManagerCRD 3078994
Michael Messinger
Founder & Portfolio ManagerCRD 4291835
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 105Active vs passive
$774M in ETFs
85%
$661M
8%
$113M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $130M | 188,831 | 16.76% |
Location
Scottsdale, AZ
Maricopa
Location
Scottsdale, AZ
Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- Maricopa
- Address
- 4110 N Scottsdale Rd
- Time zone
- MT (UTC-7)
- Office locations
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