ASA ASSET MANAGEMENT LLC

RIASEC RegisteredEst. 2025
Total AUM
$47.6M
Discretionary
$47.6M
100% of AUM
Avg account
$9.5M
Accounts
5
Employees
12
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
335177
Registered since
May 29, 2025
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

ASA Asset Management LLC is organized as an LLC and is classified in the dataset as a hedge fund. The firm is listed as SEC-registered in 2025 and is owned by a mix that includes a foreign entity and an individual. Its stated client base is institutional, though its advisory activities also include portfolio management for individuals/small businesses and for pooled investment vehicles. Fee arrangements combine a percentage-of-assets model with performance-based fees, consistent with its hedge-fund orientation. The firm is not identified as an active ESG investor, does not operate as a multistate adviser, and is not categorized as a capital allocator. Industry affiliations include roles as an investment adviser to others, connections with a banking or thrift institution, and sponsor/GP/managing-member participation in pooled investment vehicles, indicating the firm both manages its own pooled structures and has relationships with other financial institutions.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • CHARLES FERRAZ

    Global CIOCRD 5597862

Contacts

3 of 3
  • Ana Dutra

    CCOCRD 8096349

  • Eduardo Rossit Padilha

    CRD 8051627

  • Eduardo Filho

    DirectorCRD 7510975

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
375 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth