ASA Asset Management LLC

RIASEC Registered
Total AUM
$47.6M
Discretionary
$47.6M
100% of AUM
Avg account
$9.5M
Accounts
5
Employees
15
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
335177
Registered since
May 29, 2025
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

ASA Asset Management LLC is a limited liability company that operates as a hedge fund manager and adviser. The firm is SEC-registered (2025) and identifies its owners as a mix of a foreign entity and an individual. Its client base is institutional, and its advisory scope includes portfolio management for individuals and small businesses as well as portfolio management for pooled investment vehicles. ASA charges both a percentage-of-assets fee and performance-based fees. The firm holds a handful of industry affiliations typical for active sponsors: it acts as an investment adviser to pooled vehicles and also functions as sponsor/GP or managing member of funds it organizes. It is not positioned as an ESG-focused manager and is not reported as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Charles Ferraz

    Charles Ferraz

    Global CIOCRD 5597862

Contacts

3 of 3
  • Ana Dutra

    CCOCRD 8096349

  • Eduardo Filho

    DirectorCRD 7510975

  • Eduardo Rossit Padilha

    CRD 8051627

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
450 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth