FENIX TRADING

RIASEC RegisteredEst. 2017
Total AUM
$160M
Discretionary
$135M
84% of AUM
Avg account
$359K
Accounts
447
Employees
5
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
291069
Registered since
December 14, 2017
Custodians
STONEX FINANCIAL INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI62.25%
  • Corporations / Businesses37.75%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Fenix Trading is a SEC-registered LLC that provides portfolio management for individuals, small businesses and institutional clients. The firm operates as a registered representative of a broker-dealer and charges a mix of fee structures — percentage of AUM as well as hourly, fixed and other fee arrangements — giving it flexibility to serve both advisory and transactional needs. Investment activity is equity‑centric, with a clear tilt toward non‑exchange traded equity holdings alongside conventional pooled vehicles. The adviser is not positioned as a capital allocator or pension consultant, and it does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 27%, Other 20%, Cash & Cash Equivalents 13%, Sovereign Bonds 10%, Exchange Traded Equities 9%, Investment Grade Corp Bonds 8%, Non-Investment Grade Corp Bonds 8%, US Government Bonds 5%27%
  • Non-Exchange Traded Equities27%
  • Other20%
  • Cash & Cash Equivalents13%
  • Sovereign Bonds10%
  • Exchange Traded Equities9%

Contacts

2 of 2
  • JULIAN GALVEZ POURTALE

    Managing PartnerCRD 4474817

  • MICHAEL BROWN

    Financial and Operations PrincipalCRD 1658070

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1 World Trade Ctr
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth