ARIS MANAGEMENT, LLC

RIASEC RegisteredEst. 2022
Total AUM
$2.1B
Discretionary
$2.1B
100% of AUM
Avg account
$1B
Accounts
2
Employees
3,564
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
317315
Registered since
September 23, 2022
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Aris Management, LLC is a limited liability company registered with the SEC in 2022 that provides portfolio management for pooled investment vehicles to an institutional client base. The firm charges both a percentage-of-assets fee and performance-based fees, and it reports all of its assets as discretionary. Aris Management identifies itself as an active ESG investor. It is affiliated with other industry participants, including a broker-dealer, another investment adviser, and a commodity pool operator/commodity trading adviser (CPO/CTA). Ownership is recorded as a mix of a domestic entity and an individual. The firm’s stated activity centers on managing pooled vehicles rather than providing retail advisory services, and the fee structure and fund-facing advisory activity are consistent with that focus. The combination of percentage-of-AUM and performance fees points to incentive-aligned fund management arrangements rather than a purely advisory-only business.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • WHITNEY CHATTERJEE

    Partner, Chief Legal OfficerCRD 7874808

  • MARTIN KELLY

    Partner, CFOCRD 4730149

  • YAEL LEVY

    Managing Director and Chief Compliance OfficerCRD 4435788

Contacts

2 of 2
  • SPENCER PROPPER

    PartnerCRD 6332850

  • STUART ROTHSTEIN

    PartnerCRD 4791581

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
9 W 57th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth