Avestar Capital, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 287525
- Registered since
- March 9, 2017
- Website
- avestarcapital.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI94.88%
- Pooled Investment Vehicles2.99%
- Charitable Organizations0.99%
- Individuals0.82%
- Corporations / Businesses0.33%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Avestar Capital, LLC is an independent registered investment adviser organized as an LLC and first registered with the SEC in 2017. The firm functions as a capital allocator for individual, family and institutional clients and charges both percentage-of-assets and fixed fees. Core advisory services include financial planning, discretionary portfolio management for individuals and small businesses, management of pooled investment vehicles, and selection of third‑party managers. The firm also serves as a sponsor/GP and managing member of pooled vehicles. Avestar is not identified as an active ESG investor and does not present itself as a multi‑state or pension consultancy.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities65%
- Other16%
- Public Funds/Mutual Funds9%
- Cash & Cash Equivalents4%
- Private Funds3%
Owners & executives
2 of 2
Brian Fullerton
Chief Investment OfficerCRD 2054485
Stacey Gillespie
Chief Compliance OfficerCRD 3137874
Contacts
3 of 13
Sanjeet Dass
Senior Vice PresidentCRD 6343471
Shilpa Kumari
Financial AnalystCRD 3252952
Jason Mcmillen
DirectorCRD 6187380
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 195Active vs passive
$664M in ETFs
62%
$414M
36%
$249M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $35.2M | 54,113 | 5.30% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 400 Madison Ave
- Time zone
- ET (UTC-5)
- Office locations
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