Ariel Distributors, LLC

Broker-DealerFINRA MemberEst. 1995
Total AUM
Advisory reps
24
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
38333
Registered since
June 28, 1995

Firm profile

FINTRX

Overview

Ariel Distributors, LLC is organized as a limited liability company and is classified in FINTRX as a fund distributor. The entity has been SEC-registered since 1995. Ownership is listed as a combination of a domestic entity and an individual. FINTRX marks the firm as not acting as a capital allocator and not operating as an investment adviser across multiple states; it is also not identified as an active ESG investor, pension consultant, or related adviser. Available records do not include descriptions of specific business lines, advisory services, client types, or fee arrangements. The firm's role in the market, as recorded here, appears focused on distribution activities rather than portfolio management or direct asset allocation.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Wendy Fox

    Wendy Fox

    Senior Vice President & Chief Compliance OfficerCRD 4870574

  • Carlos Calderon

    Carlos Calderon

    SVP, Chief Financial OfficerCRD 6864114

  • Jessica Richard

    Jessica Richard

    Chief of Staff, Investment Platforms and SolutionsCRD 5164976

Contacts

3 of 21
  • Matthew Waldron

    Matthew Waldron

    Registered RepresentativeCRD 8002480

  • Lena Diasti

    Lena Diasti

    Registered RepresentativeCRD 7751759

  • Nicholas Sarkos

    Nicholas Sarkos

    Senior AssociateCRD 6658896

Unlock 18 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
200 E Randolph St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth