Arbor Research & Trading, LLC

Broker-DealerFINRA MemberEst. 1987
Total AUM
Advisory reps
20
Avg account
$0

Firm details

Headquarters
Lake Barrington, Illinois
CRD number
21313
Registered since
December 17, 1987

Firm profile

FINTRX

Overview

Arbor Research & Trading, LLC is organized as a limited liability company and has been SEC-registered since 1987. Public reporting classifies the firm as "Unclassified" and indicates ownership by a domestic entity and an individual. The firm does not identify itself as a capital allocator, an active ESG investor, a multistate adviser, a newly formed adviser, a pension consultant, or a related adviser. Available information does not describe the firm's advisory activities, client segments, fee structure, or broader business lines. The absence of those disclosures in the record limits any assessment of how the firm sources mandates, structures fees, or positions its investment offerings.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Fred Handler

    Fred Handler

    President, COOCRD 1278354

  • Carol Shortall

    Chief Compliance OfficerCRD 2289950

Contacts

3 of 18
  • Max Konzelman

    Max Konzelman

    Senior Vice PresidentCRD 4650920

  • Lori Muzinic

    AdvisorCRD 1752591

  • Kristen Radosh

    Kristen Radosh

    Partner & Podcast HostCRD 4335234

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Lake Barrington, IL

Lake

Location

Lake Barrington, IL

Headquartered in Lake Barrington, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Lake
Address
22333 Classic Ct
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth