Arbor Research & Trading, LLC

Broker-DealerFINRA MemberEst. 1987
Total AUM
Advisory reps
19
Avg account
$0

Firm details

Headquarters
Lake Barrington, Illinois
CRD number
21313
Registered since
December 17, 1987

Firm profile

FINTRX

Overview

Arbor Research & Trading, LLC is organized as a limited liability company and has been registered with the SEC since 1987. The firm's ownership is listed as a combination of a domestic entity and an individual. Classification in the source data is marked as unclassified. Several common advisor designations are explicitly negative: the firm is not identified as a capital allocator, is not flagged as an active ESG investor, is not a multi-state adviser, is not newly formed, and is not listed as a pension consultant or a related adviser. Core business and advisory activities, as provided in the source material, are not specified.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Carol Shortall

    Chief Compliance OfficerCRD 2289950

  • Fred Handler

    Fred Handler

    President, COOCRD 1278354

Contacts

3 of 17
  • Edward Mcelwreath

    Senior Vice PresidentCRD 1111324

  • Daniel Lustig

    Executive Vice PresidentCRD 1496662

  • Henry Saling

    Vice PresidentCRD 1532294

Unlock 14 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Lake Barrington, IL

Lake

Location

Lake Barrington, IL

Headquartered in Lake Barrington, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Lake
Address
22333 Classic Ct
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth