ARBOR RESEARCH & TRADING, LLC

Broker-DealerFINRA MemberEst. 1987
Total AUM
Advisory reps
20
Avg account
$0

Firm details

Headquarters
LAKE BARRINGTON, Illinois
CRD number
21313
Registered since
December 17, 1987

Firm profile

FINTRX

Overview

Arbor Research & Trading, LLC is an SEC-registered limited liability company first registered in 1987. Public records classify the firm as "Unclassified" and identify its ownership as a mix of a domestic entity and an individual. FINTRX notes a sparse public profile: the firm is not flagged as a capital allocator, is not identified as an active ESG investor, does not operate as a multi-state adviser, and is not listed as a pension consultant or related adviser. The firm has not provided information about its business activities, advisory services, or external affiliations to the data source.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • FRED HANDLER

    President, COOCRD 1278354

  • CAROL SHORTALL

    Chief Compliance OfficerCRD 2289950

Contacts

3 of 18
  • MAX KONZELMAN

    Senior Vice PresidentCRD 4650920

  • LORI MUZINIC

    AdvisorCRD 1752591

  • KRISTEN RADOSH

    Partner & Podcast HostCRD 4335234

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

LAKE BARRINGTON, IL

LAKE

Location

LAKE BARRINGTON, IL

Headquartered in LAKE BARRINGTON, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
LAKE
Address
22333 Classic Ct
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth