APELLA WEALTH

RIASEC RegisteredEst. 2014
Total AUM
$9.8B
Discretionary
$7.5B
77% of AUM
Avg account
$437K
Accounts
22,369
Employees
164
Advisory reps
91

Firm details

Headquarters
WEST HARTFORD, Connecticut
CRD number
171106
Registered since
April 29, 2014
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Other
Client types
  • HNWI83.69%
  • Individuals10.39%
  • Pension & Profit Sharing Plans3.56%
  • Corporations / Businesses1.9%
  • Charitable Organizations0.46%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Apella Wealth is an independent registered investment adviser organized as an LLC and SEC-registered since 2014. The firm serves both individual and family clients as well as institutional investors, providing financial planning and portfolio management for individuals and small businesses. Its fees are charged partly as a percentage of assets under management and through other arrangements. Apella identifies as an active ESG investor and does not position itself as a direct capital allocator; instead it allocates to third-party managers across a range of public and alternative strategies. The firm has been recognized in industry lists, including FA Magazine’s Top RIA Firms (2020) and Citywire’s 50 Growers Across America (2020 and 2021).

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 82%, Exchange Traded Equities 7%, Cash & Cash Equivalents 7%, State & Local Bonds 2%, US Government Bonds 1%, Other 1%82%
  • Public Funds/Mutual Funds82%
  • Exchange Traded Equities7%
  • Cash & Cash Equivalents7%
  • State & Local Bonds2%
  • US Government Bonds1%

Owners & executives

2 of 2
  • MEGHAN MARTIN

    Chief Operating OfficerCRD 8044229

  • TIMOTHY RICHARDS

    Chief Compliance OfficerCRD 1876254

Contacts

3 of 89
  • HARVEY SIEGEL

    Senior Financial AdvisorCRD 1072771

  • JUSTIN MORROW

    Senior Financial AdvisorCRD 5766590

  • FLAVIA KIRZ

    Financial AdvisorCRD 4050088

Unlock 86 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 417

Active vs passive

$6.4B in ETFs

Passive

48%

$3.1B

Active

49%

$3.3B

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY 2 ETF (DFAC)DimensionalActiveLarge Blend$662M15,724,52310.37%

Location

Primary office

WEST HARTFORD, CT

HARTFORD

Location

WEST HARTFORD, CT

Headquartered in WEST HARTFORD, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
HARTFORD
Address
65 Memorial Rd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth