RMC INVESTMENT ADVISORS

RIASEC RegisteredEst. 1984
Total AUM
$1.1B
Discretionary
$999M
94% of AUM
Avg account
$1.2M
Accounts
865
Employees
14
Advisory reps
7

Firm details

Headquarters
WEST HARTFORD, Connecticut
CRD number
104674
Registered since
August 24, 1984
Website
www.rmcinvestmentadvisors.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, FIFTH THIRD SECURITIES, INC., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI74.44%
  • Corporations / Businesses13.77%
  • Individuals6.39%
  • Charitable Organizations3.89%
  • State / Municipal Government0.82%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

RMC Investment Advisors is a privately owned corporate registered investment adviser that has been SEC-registered since 1984. The firm provides discretionary portfolio management to both individuals and families as well as businesses and institutional clients, charging fees as a percentage of assets under management. Its stated investment preference is equities, with advisory activities focused on traditional portfolio management rather than pension consulting or multi-state advisory expansion. RMC is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 73%, Investment Grade Corp Bonds 10%, State & Local Bonds 9%, Cash & Cash Equivalents 7%, US Government Bonds 1%73%
  • Exchange Traded Equities73%
  • Investment Grade Corp Bonds10%
  • State & Local Bonds9%
  • Cash & Cash Equivalents7%
  • US Government Bonds1%

Owners & executives

1 of 1

  • MICHAEL HERLIHY

    President, CEOCRD 2220862

Contacts

3 of 6

  • CARIE HODEL

    Investment Adviser RepresentativeCRD 4627798

  • Logan French

    Investment Adviser RepresentativeCRD 8029096

  • PATRICK HERLIHY

    Research AnalystCRD 6071932

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 106

Active vs passive

$24.1M in ETFs

Passive

97%

$23.5M

Active

1%

$651K

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD MATERIALS INDEX FUND (VAW)VanguardPassiveNatural Resources$5.1M22,54321.06%
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Location

Primary office

WEST HARTFORD, CT

HARTFORD

Location

WEST HARTFORD, CT

Headquartered in WEST HARTFORD, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
HARTFORD
Address
643 Prospect Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth