ANTHONY PETSIS & ASSOCIATES INC.

Overview

Anthony Petsis & Associates Inc. is a small, individually owned corporate advisory entity that operates primarily as a registered representative of a broker-dealer and as an insurance broker while offering financial planning services. The firm is not positioned as a capital allocator or a multi-state adviser and does not identify as an active ESG investor. Its business model centers on fee-for-service financial planning with an hourly charge structure rather than asset-based ongoing advisory fees. Regulatory classification is unclassified and the firm does not list pension consulting or related-adviser activity. Investment activity is limited in scope and appears focused on connecting clients to third-party managers and products rather than running proprietary asset management programs. The firm’s stated third-party alternative exposures include real estate, commodities, and oil & gas, and it also uses corporate debt instruments. Given the firm’s broker-dealer and insurance roles, its client interactions likely combine product distribution, financial planning work, and referrals to external alternative managers.

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Location & Offices