Anthony Capital Management, LLC

RIASEC RegisteredEst. 2021
Total AUM
$37.9M
Discretionary
$37.9M
100% of AUM
Avg account
$37.9M
Accounts
1
Employees
2
Advisory reps
2

Firm details

Headquarters
De Pere, Wisconsin
CRD number
312256
Registered since
November 12, 2021
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Anthony Capital Management, LLC is a limited liability company registered with the SEC in 2021 that operates as an institutional registered investment adviser. The firm serves institutional clients and charges fees as a percentage of assets under management and via fixed-fee arrangements. Its reported business activities include functioning as a CPO or CTA and providing portfolio management services for investment companies. Anthony Capital Management also lists roles as sponsor, general partner, and managing member of pooled investment vehicles, indicating it both advises and participates in pooled structures rather than purely acting as a third-party allocator. The firm identifies as an institutional RIA rather than a multi-state retail adviser or pension consultant, and it does not characterize itself as an active ESG investor. Ownership is listed as individual rather than firm- or family-owned.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Stephen Henderlite

    Chief Compliance OfficerCRD 4483569

Contacts

1 of 1
  • Doug Reich

    Doug Reich

    President & FounderCRD 7396430

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

De Pere, WI

Brown

Location

De Pere, WI

Headquartered in De Pere, WI, anchoring the Green Bay-Shawano, WI metro in the Midwest.

Metro area
Green Bay-Shawano, WI
Region
Midwest
County
Brown
Address
435 N Broadway
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth