ALUMINA INVESTMENT MANAGEMENT

RIASEC RegisteredEst. 2012
Total AUM
$5.3B
Discretionary
$0
0% of AUM
Avg account
$5.3B
Accounts
1
Employees
2
Advisory reps
2

Firm details

Headquarters
Charlotte, North Carolina
CRD number
164273
Registered since
July 2, 2012
Custodians
THE BANK OF NEW YORK MELLON
Fee structure
Fixed Fees
Client types
  • Banking / Thrift Institutions100%
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Alumina Investment Management is a privately held LLC that has been SEC-registered since 2012 and is owned by an individual. The firm’s stated advisory activity is portfolio management for businesses or institutional clients. It operates under a fixed-fee pricing model and does not identify as an active ESG investor. Alumina is not presented as a multi-state adviser, pension consultant, related adviser, or capital allocator in the available data.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: US Government Bonds 100%100%
  • US Government Bonds100%

Owners & executives

1 of 1
  • CAREN STERNER

    Chief Financial Officer & Chief Compliance OfficerCRD 6071238

Contacts

1 of 1
  • GREGORY KARES

    Managing PartnerCRD 6071237

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
5950 Fairview Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth