Alpine Woods Capital Investors, LLC
Firm details
- Headquarters
- Purchase, New York
- CRD number
- 112496
- Registered since
- December 16, 1997
- Website
- www.alpinesaxonwoods.com
- Custodians
- JEFFERIES LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles64.62%
- Charitable Organizations35.38%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Alpine Woods Capital Investors, LLC is an SEC-registered investment manager organized as an LLC and operating since 1997. The firm is structured and marketed as a hedge fund manager serving an institutional client base, running pooled investment vehicles and providing portfolio management for businesses or institutions. It performs commodity pool or trading-advice activities (CPO/CTA) and also functions in sponsor/GP and managing-member roles for its pooled vehicles. Compensation is a mix of asset-based and performance fees, consistent with an active, incentive-driven hedge fund model. The firm does not identify as an active ESG investor and is not presented as a multi-state adviser or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Public Funds/Mutual Funds7%
- Cash & Cash Equivalents3%
Owners & executives
3 of 5
Mark Spellman
PARTNER & CHIEF EXECUTIVE OFFICERCRD 1934629
Sarah Hunt
Chief Market StrategistCRD 2167000
Brian Hennessey
Chief Investment Officer/Portfolio ManagerCRD 2783859
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 25Active vs passive
$13.3M in ETFs
96%
$12.8M
0%
$507K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $953K | 5,000 | 7.14% |
Location
Purchase, NY
Westchester
Location
Purchase, NY
Headquartered in Purchase, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Westchester
- Address
- 2500 Westchester Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Seacrest Investment Management, LLC
RIAPurchase, NY
One Oak Capital Management, LLC
RIAPurchase, NY
Bracco Asset Management
RIAPurchase, NY
Main Street Financial
RIAPurchase, NY
Alpine Saxon Woods
RIAPurchase, NY
NOW Asset Management LLC
RIAPurchase, NY