Alpha Omega Financial

Overview

Alpha Omega Financial is an independent registered investment adviser operating as a corporation and owner-controlled by an individual. The firm provides fee-based financial planning and discretionary portfolio management for individuals, families and small-business clients, and also works with select institutional relationships. Its management style centers on outsourced, third-party solutions rather than running proprietary funds — the firm is not a capital allocator — and it charges clients via percentage-of-AUM and fixed fees. Investment activity is concentrated in public funds and mutual funds as the core sleeve for client portfolios, supplemented by allocations to hedge funds and real estate managers where appropriate. Alpha Omega Financial does not position itself as an ESG-focused investor. In 2020 the firm was recognized by FA Magazine as a Top RIA Firm, reflecting some external visibility within the RIA marketplace.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices