ALO FINANCIAL PLANNING

RIASEC Registered
Total AUM
$121M
Discretionary
$121M
100% of AUM
Avg account
$403K
Accounts
300
Employees
2
Advisory reps
2

Firm details

Headquarters
MOUNT PROSPECT, Illinois
CRD number
297002
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI89.31%
  • Individuals10.69%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

ALO Financial Planning is an independent Registered Investment Adviser organized as a limited liability company and owned by an individual principal. The firm serves individual and family clients and functions as a capital allocator, selecting third‑party managers alongside its own advice. Its fee model includes both a percentage of assets under management and fixed fees. Core advisory services listed by the firm are financial planning, portfolio management for individuals and small businesses, pension consulting, and selection of other advisers. The firm does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 83%, Cash & Cash Equivalents 7%, US Government Bonds 6%, Exchange Traded Equities 3%, State & Local Bonds 1%83%
  • Public Funds/Mutual Funds83%
  • Cash & Cash Equivalents7%
  • US Government Bonds6%
  • Exchange Traded Equities3%
  • State & Local Bonds1%

Contacts

2 of 2
  • JOHN NOWAK

    Founder & Financial PlannerCRD 5437795

  • Samantha Bordiuk

    ParaplannerCRD 6912309

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MOUNT PROSPECT, IL

COOK

Location

MOUNT PROSPECT, IL

Headquartered in MOUNT PROSPECT, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
200 E Evergreen Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth