REGAL ADVISORY SERVICES, INC.

Overview

Regal Advisory Services, Inc. is a fee-based wealth manager that blends portfolio management and financial planning for individual, family and institutional clients. The firm runs both discretionary and non-discretionary mandates and supplements core advisory work by selecting third-party managers and offering educational workshops. Its stated fee model mixes AUM-based fees with fixed-fee engagements, which supports both ongoing advisory relationships and project-based planning work. ESG is not a stated focus. Regal allocates meaningfully to equities as its primary asset preference while maintaining a material alternatives allocation through external managers. The firm also maintains relationships with broker-dealer and insurance firms, suggesting it integrates insurance solutions and brokerage channels into client plans and product delivery.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices