Alliancebernstein Corporation

RIASEC RegisteredEst. 1991
Total AUM
Avg account
$0
Accounts
0
Advisory reps
13

Firm details

Headquarters
New York, New York
CRD number
107445
Registered since
November 4, 1991
Fee structure
Other

Firm profile

FINTRX

Overview

AllianceBernstein Corporation is a multi-line financial services firm that, according to the provided filings, operates as more than a standalone registered investment adviser. Registered with the SEC since 1991 and identified as a related adviser within a broader corporate structure, the firm combines advisory activity with broker-dealer, trust, insurance and sponsor roles. Filings flag AllianceBernstein Corporation as an active ESG investor, indicating that environmental, social and governance considerations are factored into its investment process and manager selection. The firm’s regulatory footprint shows a complex set of business activities beyond pure portfolio management: it acts as a sponsor and managing member of pooled investment vehicles, and is listed as a CPO/CTA and trust company in addition to traditional broker-dealer and insurance company roles. That mix suggests the organization participates in product creation and distribution, offers fiduciary and custodial capacities, and uses affiliated or third‑party structures to place clients into custom or pooled strategies. Fee structure is listed as “other,” and the client base is not specified in the summary data provided. The combination of sponsor roles, pooled vehicle activity and related-adviser status points to a business model that supports institutional and wholesale channels in addition to any retail advisory services.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Paul Emerson

    SVP, Chief Compliance OfficerCRD 5258073

  • Thomas Simeone

    Chief Financial OfficerCRD 4856973

Contacts

3 of 11
  • Daniel Kaye

    DirectorCRD 6792253

  • Mark Manley

    Mark Manley

    Global Head of ComplianceCRD 1294370

  • Das Narayandas

    Investment AdvisorCRD 6892172

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1345 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth