Alliancebernstein Corporation
Firm details
- Headquarters
- New York, New York
- CRD number
- 107445
- Registered since
- November 4, 1991
- Website
- www.alliancebernstein.com
- Fee structure
- Other
Firm profile
FINTRXOverview
AllianceBernstein Corporation is a multi-line financial services firm that, according to the provided filings, operates as more than a standalone registered investment adviser. Registered with the SEC since 1991 and identified as a related adviser within a broader corporate structure, the firm combines advisory activity with broker-dealer, trust, insurance and sponsor roles. Filings flag AllianceBernstein Corporation as an active ESG investor, indicating that environmental, social and governance considerations are factored into its investment process and manager selection. The firm’s regulatory footprint shows a complex set of business activities beyond pure portfolio management: it acts as a sponsor and managing member of pooled investment vehicles, and is listed as a CPO/CTA and trust company in addition to traditional broker-dealer and insurance company roles. That mix suggests the organization participates in product creation and distribution, offers fiduciary and custodial capacities, and uses affiliated or third‑party structures to place clients into custom or pooled strategies. Fee structure is listed as “other,” and the client base is not specified in the summary data provided. The combination of sponsor roles, pooled vehicle activity and related-adviser status points to a business model that supports institutional and wholesale channels in addition to any retail advisory services.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Paul Emerson
SVP, Chief Compliance OfficerCRD 5258073
Thomas Simeone
Chief Financial OfficerCRD 4856973
Contacts
3 of 11Daniel Kaye
DirectorCRD 6792253

Mark Manley
Global Head of ComplianceCRD 1294370
Das Narayandas
Investment AdvisorCRD 6892172
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1345 Avenue Of The Americas
- Time zone
- ET (UTC-5)
- Office locations
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