Alliancebernstein Corporation

RIASEC Registered
Total AUM
—
Avg account
$0
Accounts
0
Advisory reps
13

Firm details

Headquarters
New York, New York
CRD number
107445
Registered since
November 4, 1991
Fee structure
Other

Firm profile

FINTRX

Overview

Alliancebernstein Corporation is a corporate, SEC-registered institutional registered investment adviser (registered in 1991). Ownership is comprised of both domestic entities and individual stakeholders, and the adviser operates alongside related advisory entities rather than as an independent capital allocator. The firm reports an "other" fee structure and identifies itself as an active ESG investor. Beyond pure advisory activities, Alliancebernstein Corporation is affiliated with multiple business lines across financial services. Filings list relationships or roles as a broker‑dealer, another investment adviser, a CPO/CTA, a trust company, and an insurance company. The firm also sponsors limited partnerships and serves as sponsor, general partner, or managing member of pooled investment vehicles, indicating capability to both originate and participate in pooled investment structures.

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Thomas Simeone

    Chief Financial OfficerCRD 4856973

  • Paul Emerson

    SVP, Chief Compliance OfficerCRD 5258073

Contacts

3 of 11
  • Nicholas Lane

    Nicholas Lane

    Registered RepresentativeCRD 4994948

  • Mark Manley

    Mark Manley

    Global Head of ComplianceCRD 1294370

  • Mark Pearson

    Mark Pearson

    DirectorCRD 5904212

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1345 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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