ALERA SECURITIES LLC

Broker-DealerFINRA MemberEst. 2025
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
DEERFIELD, Illinois
CRD number
335132
Registered since
July 18, 2025

Firm profile

FINTRX

Overview

Alera Securities LLC is recorded as a limited liability company and is shown in FINTRX as SEC-registered in 2025. The record classifies ownership as a mix of a domestic entity and individual ownership and lists the firm's regulatory/business classification as unclassified. The profile indicates the firm is not operating as a capital allocator and is not identified as an active ESG investor. FINTRX also flags the firm as not operating across multiple states, not a pension consultant, and not a related adviser. The database entry does not include descriptions of client segments served, fee schedules, core business activities, or specific advisory services. Those omissions make it difficult to place the firm within a defined wealth-management or institutional niche from the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • MICHAEL MOSS

    Platform LeaderCRD 6109175

  • Lia Goff

    PrincipalCRD 2508087

  • LYNDSAY KIM

    Director of ComplianceCRD 2902606

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DEERFIELD, IL

LAKE

Location

DEERFIELD, IL

Headquartered in DEERFIELD, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
LAKE
Address
3 Parkway
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth