AIS Planning

RIASEC Registered

Total AUM

$591M

Discretionary

$586M

99% of AUM

Avg account

$414K

Accounts

1,427

Employees

Advisory reps

Firm details

Headquarters: Saint Cloud, Minnesota
CRD number: 148821
Registered since: June 13, 2025
Website: www.aisplanning.com
Custodians: SEI INVESTMENTS DISTRIBUTION CO.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI67.8%
Individuals15.73%
Other7.14%
Pension & Profit Sharing Plans4.88%
Charitable Organizations3.73%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

AIS Planning is an independent registered investment adviser organized as an LLC and registered with the SEC in 2025. The firm serves both individual and institutional clients and operates as a capital allocator, combining financial planning, discretionary portfolio management and selection of outside managers with insurance brokerage capabilities. Its advisory scope includes portfolio management for individuals, small businesses and institutions, pension consulting and other adviser selection. AIS Planning charges a mix of fees—percentage of AUM, hourly and fixed fees—and identifies as an active ESG investor.