Aethlon Capital, L.L.C.

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
42241
Registered since
April 10, 1997

Firm profile

FINTRX

Overview

Aethlon Capital, L.L.C. is organized as a limited liability company and has been SEC-registered since 1997. FINTRX classifies the firm as "Unclassified" and identifies its ownership as individual. The dataset flags several binary attributes: the firm is not a capital allocator, is not marked as an active ESG investor, is not a multi-state adviser, is not newly formed, is not a pension consultant, and is not tied to a related adviser. Public disclosures in the available snapshot are sparse: FINTRX does not provide descriptive detail about Aethlon Capital’s investment strategy, client segments, fee schedules, or day-to-day advisory activities. The absence of those items in the record limits what can be inferred about how the firm sources managers, constructs portfolios, or positions itself in the wealth-management marketplace.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Kian Roy

    Kian Roy

    AssociateCRD 8138927

  • Sima Griffith

    Sima Griffith

    Founder & Managing PrincipalCRD 2407819

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
1786 James Ave S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth