AE Wealth Management, LLC
Firm details
- Headquarters
- Topeka, Kansas
- CRD number
- 282580
- Registered since
- February 17, 2016
- Website
- aewealthmanagement.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals60.6%
- HNWI38.28%
- Corporations / Businesses0.71%
- Pension & Profit Sharing Plans0.39%
- Charitable Organizations0.02%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
AE Wealth Management, LLC is an independent registered investment adviser that entered SEC registration in 2016 and operates as a limited liability company. The firm serves both individual and family clients as well as institutional and business clients, offering fee arrangements that include a percentage of assets under management, hourly charges, and fixed fees. Core services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting, adviser selection, and client education through publications and seminars. The firm received recognition on FA Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds58%
- Exchange Traded Equities33%
- Cash & Cash Equivalents6%
- US Government Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 28
Spencer Ford
Chief Executive OfficerCRD 6605222
Robert Horne
CEO/President/Financial AdvisorCRD 6435812
Mark Pruitt
Founder, CEO, & Financial AdvisorCRD 4081821
Contacts
3 of 434
Matthew Kennedy
Financial AdvisorCRD 6553361
Robert Vincent
Investment Adviser RepresentativeCRD 4295421
Davis Beazer
Investment Adviser RepresentativeCRD 7194028
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2,024Active vs passive
$13.2B in ETFs
56%
$7.3B
29%
$5.8B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JANUS HENDERSON SHORT DURATION INCOME ETF (VNLA) | Janus Henderson | Active | Ultrashort Bond | $433M | 8,870,794 | 3.29% |
Location
Topeka, KS
Shawnee
Location
Topeka, KS
Headquartered in Topeka, KS, in the Midwest of the United States.
- Region
- Midwest
- County
- Shawnee
- Address
- 2950 Sw Mc Clure Rd
- Time zone
- CT (UTC-6)
- Office locations
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