PROACTIVE CAPITAL MANAGEMENT, INC.

RIASEC RegisteredEst. 2023

Total AUM

$171M

Discretionary

$145M

85% of AUM

Avg account

$280K

Accounts

610

Employees

Advisory reps

Firm details

Headquarters: TOPEKA, Kansas
CRD number: 297791
Registered since: June 9, 2023
Website: pcmks.com
Custodians: CHARLES SCHWAB & CO., INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI48.61%
Individuals32.55%
Pension & Profit Sharing Plans14.77%
Charitable Organizations3.93%
Corporations / Businesses0.14%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Proactive Capital Management, Inc. is an independent registered investment adviser focused on serving individual, family and select institutional clients. The firm provides financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its advisory model combines fee-based portfolio management with project and hourly work, allowing for percentage-of-AUM relationships alongside fixed-fee and hourly engagements. Investment activity centers on publicly traded pooled vehicles—primarily mutual funds and other public funds—while the firm also allocates to third‑party real estate managers for alternative exposure. Proactive Capital Management is structured as an owner-operated corporation and is not positioned as an active ESG investor.