ACTIO CAPITAL MANAGER, LLC

Exempt Reporting AdvisorFINRA Member
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
Plano, Texas
CRD number
334372

Firm profile

FINTRX

Overview

Actio Capital Manager, LLC is a limited liability company that functions primarily as a manager and sponsor of pooled investment vehicles. Its registered activities identify it as an other investment adviser and as a sponsor, general partner and managing member of one or more private pooled vehicles, and it also has a law firm affiliation that appears tied to its deal and entity structuring. The firm is not positioned as a multi-state retail adviser or a pension consultant and is not flagged as an active ESG investor; instead its footprint is concentrated in private fund management rather than providing broad-based advisory services to retail clients. The ownership and regulatory classifications are compact and narrowly focused: the entity is listed as domestically owned (Domestic Entity | Individual) and its classification is unclassified, which aligns with the firm operating as a boutique manager that runs its own pooled vehicles rather than acting as a large-cap RIA with a broad client roster. Reported business lines and affiliations indicate the team combines legal, sponsor and portfolio-management functions under the same roof, a structure commonly seen in small private-equity sponsors that handle sourcing, structuring and governance internally.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • David Diamond

    Managing DirectorCRD 7558016

  • Joel Fineberg

    Managing DirectorCRD 7558021

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

Plano, TX

COLLIN

Location

Plano, TX

Headquartered in Plano, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
COLLIN
Address
5717 Legacy Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth