CERTUM GROUP

Exempt Reporting AdvisorFINRA Member
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
Plano, Texas
CRD number
321759

Firm profile

FINTRX

Overview

Certum Group is organized as a limited liability company that operates primarily as an adviser and sponsor to pooled investment vehicles. The firm is identified as an adviser, general partner and managing member of private pooled vehicles rather than as a multi-state or SEC-registered retail RIA (the SEC registration year is not listed). Classification in the available data is "unclassified," and the firm is not flagged as an active ESG investor or a pension consultant. The entity appears structured to support closed-end fund activity and sponsor-level responsibilities rather than to serve a broad retail client base. Ownership is noted as a mix of domestic entities and individuals.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • David Diamond

    Managing DirectorCRD 7558016

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Plano, TX

COLLIN

Location

Plano, TX

Headquartered in Plano, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
COLLIN
Address
5717 Legacy Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth