Abound Financial
Firm details
- Headquarters
- Granite Bay, California
- CRD number
- 327724
- Registered since
- September 6, 2023
- Website
- liveabound.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI67.99%
- Individuals28.74%
- Pension & Profit Sharing Plans2.22%
- Charitable Organizations1.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Abound Financial is an independent registered investment adviser structured as an LLC and SEC-registered in 2023. The firm serves individuals, families and institutional clients, offering financial planning and portfolio management for individuals, small businesses and institutions. Compensation is a mix of percentage-of-AUM and fixed fees. Abound identifies itself as an active ESG investor and reports a preference for equity-oriented solutions rather than acting as a dedicated capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- Public Funds/Mutual Funds34%
- Other2%
- Non-Exchange Traded Equities1%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
David Laut
CEOCRD 5139179
Contacts
2 of 2
Samuel Smith
Client Services AssociateCRD 7735677
David Hicks
Lead Financial PlannerCRD 7172378
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 131Active vs passive
$365M in ETFs
82%
$298M
2%
$67.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 600(TM) SMALL CAP ETF (SPSM) | State Street | Passive | Small Blend | $26.2M | 542,399 | 7.17% |
Location
Granite Bay, CA
Placer
Location
Granite Bay, CA
Headquartered in Granite Bay, CA, anchoring the Sacramento-Roseville, CA metro in the West.
- Metro area
- Sacramento-Roseville, CA
- Region
- West
- County
- Placer
- Address
- 4180 Douglas Blvd
- Time zone
- PT (UTC-8)
- Office locations
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