Spectrum Wealth Advisory Group, LLC
Firm details
- Headquarters
- Granite Bay, California
- CRD number
- 298632
- Registered since
- September 21, 2018
- Website
- www.spectrumw.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI78.1%
- Individuals15.66%
- Pension & Profit Sharing Plans5.87%
- Charitable Organizations0.37%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Spectrum Wealth Advisory Group, LLC is an independent, SEC-registered RIA that began registration in 2018 and is owned by an individual. The firm serves both high-net-worth individuals and families as well as institutional clients, offering financial planning and discretionary portfolio management across individual, small business and institutional mandates. Advisory services listed include financial planning, portfolio management for individuals/small businesses and for businesses or institutions, plus pension consulting services. Fees are charged via a mix of percentage of AUM, hourly rates and fixed fees. The firm is not a capital allocator or an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities65%
- Public Funds/Mutual Funds29%
- US Government Bonds3%
- Derivatives2%
- Cash & Cash Equivalents1%
Contacts
3 of 3
Kenneth Christie
Founder & Wealth AdvisorCRD 2218257
Michael Thompson
Partner, Wealth AdvisorCRD 6211875
Konner Christie
Wealth AdvisorCRD 7214153
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 165Active vs passive
$364M in ETFs
79%
$287M
3%
$77.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO NASDAQ 100 ETF (QQQM) | Invesco | Passive | Large Growth | $44.1M | 145,412 | 12.10% |
Location
Granite Bay, CA
Placer
Location
Granite Bay, CA
Headquartered in Granite Bay, CA, anchoring the Sacramento-Roseville, CA metro in the West.
- Metro area
- Sacramento-Roseville, CA
- Region
- West
- County
- Placer
- Address
- 5925 Granite Lake Dr
- Time zone
- PT (UTC-8)
- Office locations
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