SPECTRUM WEALTH ADVISORY GROUP, LLC

RIASEC RegisteredEst. 2018

Total AUM

$445M

Discretionary

$445M

100% of AUM

Avg account

$293K

Accounts

1,520

Employees

Advisory reps

Firm details

Headquarters: GRANITE BAY, California
CRD number: 298632
Registered since: September 21, 2018
Website: www.spectrumw.com
Custodians: LPL FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI78.1%
Individuals15.66%
Pension & Profit Sharing Plans5.87%
Charitable Organizations0.37%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Spectrum Wealth Advisory Group, LLC is an independent registered investment adviser that began SEC registration in 2018 and is structured as a limited liability company owned by an individual. The firm serves both individual and family clients as well as institutional relationships. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting. Fee arrangements are mixed: percentage-of-AUM fees are used alongside hourly and fixed-fee engagements. Spectrum positions itself as an equity-focused adviser that uses managed portfolios and third-party funds to implement client strategies rather than operating as a capital allocator. It does not identify as an active ESG investor in the source data.