Aardvark Securities LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
166932
Registered since
October 9, 2013

Firm profile

FINTRX

Overview

Aardvark Securities LLC is organized as a limited liability company and has been SEC-registered since 2013. The firm is classified as a placement agent rather than a capital allocator or investment manager, which implies its primary activity is intermediating capital raises or private placements on behalf of issuers or fund sponsors rather than managing client portfolios. Ownership is listed as a combination of a domestic entity and an individual. Regulatory details indicate the firm is not a multi-state adviser, is not positioned as an ESG-focused investor, and does not serve as a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Douglas Adams

    CEOCRD 4675945

Contacts

3 of 10
  • Philip Vandermause

    Managing DirectorCRD 3023396

  • John Sanfilippo

    John Sanfilippo

    Senior Director of OperationsCRD 4998732

  • Chad Olson

    Chad Olson

    Director of Business DevelopmentCRD 6234911

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
550 W Jackson Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth