A J Feldman Financial, LLC

RIASEC RegisteredEst. 2025
Total AUM
$136M
Discretionary
$136M
100% of AUM
Avg account
$215K
Accounts
631
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
154773
Registered since
January 2, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI53.78%
  • Individuals45.74%
  • Charitable Organizations0.48%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

A J Feldman Financial, LLC is an independent registered investment adviser organized as an LLC and owned by an individual principal. The firm works primarily with individual and family clients, offering financial planning and discretionary portfolio management for individuals and small businesses. Its fee model combines a percentage-of-AUM charge with the option for hourly billing. The adviser is SEC-registered (2025) and is not positioned as a multi-state adviser, pension consultant, or capital allocator. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 90%, US Government Bonds 6%, Exchange Traded Equities 2%, Cash & Cash Equivalents 2%90%
  • Public Funds/Mutual Funds90%
  • US Government Bonds6%
  • Exchange Traded Equities2%
  • Cash & Cash Equivalents2%

Contacts

1 of 1
  • Andrew Feldman

    Andrew Feldman

    ​President and FounderCRD 5146719

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth